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Consulting; ERM Management; Compliance |
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Financial Services |
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Compliance Risk Management |
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National |
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Compliance Risk Management Corporate Governance Investment Banking Asset Management |
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Risk Management Association, Governance Risk Committee Global Association of Risk Professionals 100 Women in Hedge Funds KPMG Audit Committee Institute AICPA |
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2008-2012 Chair of BOD, Global Compliance, Risk Management Group; 2012-2013 Board of Governors at Risk Management Association - NYC; 2012-2014 Advisory Board for Asset Management Firm at Clear Alternatives; Managing Partner- Founder and Chair of Advisory Board at Global Compliance Risk Management Corporation; Managing Partner at Global Compliance Risk Management Consulting; Director - Deputy Head of Central Functions, Risk Management and Strategic Planning - Compliance at Deutsche Bank AG - 2000 - 2008; Director - Head of Compliance Program Oversight at Deutsche Bank; Vice President - Risk Management, Audit, Compliance at Deutsche Bank; Senior Consultant at KPMG; Management/Supervisory positions at John Hancock, BayBanks, FHLB |
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Two Daughters, Patricia and Olivia |
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MBA, Finance- Suffolk University; BS, Management and Accounting- University of Massachusetts |
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2007-2012 Compliance Expert Opinions and Publications |
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Certified Public Accountant |
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2010 – Present – New York US - Compliance Expert Opinion and Publication “Insider Trading – How firms can stop it?” Wall Street & Technology; 2009 – Author – “Chief Compliance Officer Program – New Regulatory Requirements and Best Practices”; 2008 – Author “Global Compliance Program Testing”; 2007 – Co-author “Global Compliance and Ethics Program – Ethics, Governance and Compliance Challenges Facing Financial Services Attorneys” |
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Industry Expert, Compliance Risk Management |
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Selected as one of top 28 Entrepreneurs in NYC for the first New Venture Program sponsored by NYC Business Solutions to support 2009 Mayor Bloomberg's 11 Initiatives growing Economy and Promote Business Innovation through Entrepreneurial Activity in New York City. |